Article 2 The equity transaction receipt mentioned herein refers to the receipt issued by the equity transaction institution to prove that the state-owned equity transactions of enterprises reach transaction results by fulfilling relevant procedures through the said institution.
Article 3 After both parties to the equity transaction sign equity transaction contract, the transferee shall, according to the contract stipulations, pay the transaction price to the settlement account of the equity transaction institution, and after both parties pay transaction service charges, the said institution shall, within three working days, issue equity transaction receipt, and give notice to the broker members of both parties to claim the receipt.
Article 4 Where equity transactions involve the review of right as principals, anti-monopoly review, and other cases, and where the equity transaction contract becomes effective upon approval by relevant department, the equity transaction institution shall issue state-owned equity transaction certification required by relevant government department for examination and approval. After the said contract is approved by relevant government department, the equity transaction institution shall issue equity transaction receipt in accordance with the approval.
Article 5 The equity transaction institution shall not repeatedly issue equity transaction receipt of a transaction project.
Article 6 Equity transaction receipt shall contain such contents as project number, date of signing, beginning and ending date of listing, full name of the transferor, transferees, entrusted broker members, and transfer target, way of transactions, appraisal result of the transfer target, transfer price, transaction price payment method, and review conclusions of the equity transaction institution.
Article 7 Equity transaction receipt shall be printed in uniform format, and shall not be hand-written or altered.
Article 8 Equity transaction receipt shall be affixed with the stamp of the equity transaction institution.
Article 9 Where, after the equity transaction receipt is issue, relevant party proposes that both parties to the transaction involve in such circumstances as failure to meet legal requirements for right as principal, incompliance with procedures, and false materials, and confirmation shows that prerequisite for issuing the equity transaction receipt cannot be established, the equity transaction institution shall cancel the said receipt for the project.
Article 10 The regulations come into force as of the date of promulgation.